Compliance Officers (Brokers) Module

Why should one take this course?
  • To understand the statutes pertaining to the securities market.
  • To learn about the rules, regulations and bye-laws of the exchanges.
  • To understand the SEBI guidelines.
Who will benefit from this course?
  • Compliance Officers
  • Students of Law colleges
  • Candidates interested in making their career as compliance officers/legal officers in the securities market
Test details
Duration: 120 minutes
No. of questions: 60
Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.
Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.
Fees
1,686/- (Rupees One Thousand Six Hundred and Eighty Six Only) inclusive of service tax.